* General Information
* Notice to Non-US Persons
* Disclaimer of Warranty and Limitation of Liability
* USA PATRIOT Act: Foreign Banking Clients and Customer Identification Program
* Copyrights and Trademarks
* Electronic Links
* Electronic Communications
* Choice of Law

General Information

The information provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject SG Americas Securities LLC. or its affiliates to any registration requirement within such jurisdiction or country.  This site has been designed for informational purposes only.  Nothing contained herein constitutes a solicitation or offer by SG Americas Securities LLC. or its affiliates to buy or sell any securities or other financial instruments or provide any investment advice or service.  Such offers only can be made where lawful under applicable law. Neither SG Americas Securities LLC. nor any of its affiliates intend to provide investment advice through this site and they make no representation that any described securities or services are suitable for any investor.  SG Americas Securities LLC. does not render tax or legal advice, and nothing contained in this site should be construed as such.

Notice to Non-US Persons

This site is published in the United States for residents of the United States. The site is not intended for use by, or to provide information to, persons outside the United States and such persons should not rely on the information contained in the site.  SG Americas Securities LLC. reserves the right to require proof of residence from any user accessing and requesting information from the site. Investors outside the United States may be subject to securities or tax laws within their jurisdictions that are not addressed on this site.

Nothing contained in this site shall be construed as a solicitation to buy any security from or an offer to sell any security, product or service to any non-US investor, nor shall any such security, product or service be offered or sold in any jurisdiction where such activity would be contrary to local laws or subject SG Americas Securities LLC. to registration within such jurisdictions. Some securities, products or services may not be available in all jurisdictions.

Disclaimer of Warranty and Limitation of Liability

The information on this site is provided "AS IS."  SG Americas Securities LLC. does not warrant the accuracy of the materials provided herein, either expressly or impliedly, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose.  SG Americas Securities LLC. will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site.  Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, SG Americas Securities LLC. cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose.  Neither SG Americas Securities LLC., nor any of its affiliates, directors, officers or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of SG Americas Securities LLC. or of any vendor providing software or services support.  In no event will SG Americas Securities LLC., its affiliates or any such parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if SG Americas Securities LLC. or any other party have been advised of the possibility thereof.

USA PATRIOT Act: Foreign Banking Clients and Customer Identification Program

In response to the terrorist attacks on September 11, 2001, the US Congress passed the USA PATRIOT Act.  Parts of this Act apply to the financial services industry and require certain financial institutions to request specific information from foreign banks on a “certification” form.  Also as part of the USA PATRIOT Act and to assist in the government’s fight against terrorist financing and money laundering, SG Americas Securities LLC. is required to obtain and verify information about the identity of our clients.  Because of this, when you open an account at SG Americas Securities LLC., we will ask for information that will allow us to confirm your identity or the identity of your corporation, partnership or other entity.  This process may include a request to see to your driver's license, passport, corporate papers or other identifying documents.

We know you share our commitment to this effort and appreciate your cooperation in helping us fulfill this important obligation.

Copyright and Trademarks

The entire content of this site is subject to copyright and trademark protection with all rights reserved. No information contained in this site may be reproduced, transmitted, displayed, distributed, published or otherwise used for commercial purposes without the written consent of SG Americas Securities LLC..  Brand names, product names, trademarks and service marks appearing in this site are the property of their respective owners.

Electronic Links

This site may contain links to other Internet websites that are beyond the control of SG Americas Securities LLC..  Such links are provided for your convenience.  SG Americas Securities LLC. assumes no responsibility for the accuracy, completeness, timeliness, suitability or legality of the content of any such websites, or for any products or services that might be offered therein.

Electronic Communications

This site may permit you to communicate electronically with SG Americas Securities LLC. for certain purposes. Please do not use this facility to attempt notice of any time-sensitive or legally significant event, request or instruction.  SG Americas Securities LLC. assumes no responsibility or liability for any actions taken or any omissions to take action as a result of any such electronic communications.

Choice of Law

Users of this site shall be bound by all applicable laws of the United States and the State of New York. The appropriate New York federal or state court shall have exclusive jurisdiction over any action or dispute arising from this agreement or relating to this site.


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